IIA IIA-CFSA-BANK : Certified Financial Services Auditor - Banking

IIA-CFSA-BANK real exams

Exam Code: IIA-CFSA-BANK

Exam Name: Certified Financial Services Auditor - Banking

Updated: Aug 21, 2026

Q & A: 0 Questions and Answers

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Financial Services Auditing25%- Risk assessment and audit planning
  • 1. Audit engagement planning
    • 2. Financial services risk identification
      • 3. Internal control evaluation
        Topic 2: Auditing Financial Services Processes15%- Operational auditing
        • 1. Deposit operations
          • 2. Fraud prevention and detection
            • 3. Information systems and technology controls
              • 4. Loan processing
                Topic 3: Auditing Financial Services Products25%- Banking products and services
                • 1. Treasury and cash management
                  • 2. Retail banking
                    • 3. Investment and trust services
                      • 4. Commercial lending
                        Topic 4: Regulatory Environment15%- Banking regulations and compliance
                        • 1. Consumer protection regulations
                          • 2. Regulatory agencies and oversight
                            • 3. Capital adequacy and risk management requirements
                              • 4. Anti-money laundering requirements
                                Topic 5: Banking Discipline20%- Banking-specific knowledge
                                • 1. Liquidity risk
                                  • 2. Interest rate risk
                                    • 3. Bank governance and regulatory expectations
                                      • 4. Asset and liability management
                                        • 5. Capital management
                                          • 6. Credit risk management

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